Questions

What are the 5 major functions of SEBI?

Standard

What are the 5 major functions of SEBI?

To prohibit fraudulent and unfair trade practices relating to securities markets. To promote investors’ education and training of intermediaries of securities markets. To prohibit insider trading in securities. To regulate substantial acquisition of shares and take over of companies.

What are functions of SEBI?

Functions of SEBI It regulates the operations of depositories, participants, custodians of securities, foreign portfolio investors, and credit rating agencies. It prohibits insider trading, i.e. fraudulent and unfair trade practices related to the securities market.

What is SEBI and its functions and powers?

SEBI (Securities and Exchange Board of India) is the body which is responsible for the efficient functioning of the share market of our country. Also, it is the role of SEBI to keep an eye on the investors who invest their hard-earned money in the share market does not go in waste.

What are the functions of SEBI Class 12?

1. Regulatory Functions

  • Registration:- One of the regulatory functions performed by SEBI is the registration of the brokers, sub-brokers, agents and other players in the market.
  • Regulating the Work:- SEBI regulates the working of the stock brokers, underwriters, merchant bankers and other market intermediaries.

Which is not a function of SEBI?

Establishing a nationwide trading facility for all types of securities- it is not an objective of SEBI. The overall objectives of SEBI are to protect the interest of investors and to promote the development of stock exchange and to regulate the activities of stock market.

Which of the following is a function of SEBI Mcq?

The basic functions of the SEBI are to protect the interests of investors in securities and to promote the development of, and regulate the securities market and for matters connected therewith or incidental thereto.

What is SEBI and its functions PDF?

SEBI stands for Securities and Exchange Board of India. It is a statutory regulatory body that was established by the Government of India in 1992 for protecting the interests of investors investing in securities along with regulating the securities market.

What are the three powers of SEBI?

Powers of SEBI: To regulate and approve by-laws of stock exchanges. Inspect the books of accounts of recognized stock exchanges and call for periodical returns. Inspect the books of financial Intermediaries. Compel certain companies to get listed on one or more stock exchanges.

What is meant by SEBI state any four functions of SEBI?

SEBI stands for the Securities and Exchange Board of India that was established in the year 1988 by the Government of India. SEBI was established to regulate the functions of the stock market. Previously, SEBI did not have the power to control the stock market and was a non-statutory body.

Which of the following is not a function of SEBI?

Which of the following is function of SEBI Mcq?

What are the two types of securities?

What is a Security?

  • Equity securities – which includes stocks.
  • Debt securities – which includes bonds and banknotes.
  • Derivatives – which includes options and futures.